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NOTE: Course information changes frequently, including Methods of Instruction. Please revisit these pages periodically for the most recent and up-to-date course information.


Spring 2022 Enterprise Risk Management PS5520 section 001
RISK REGULATIONS IN FINANCE
RISK REGULATIONS IN FINAN

Call Number 11776
Day & Time
Location
R 8:10pm-10:00pm
507 Lewisohn Hall
Points 3
Grading Mode Standard
Approvals Required None
Instructor Michael Leibrock
Type LECTURE
Method of Instruction In-Person
Course Description This course examines post-financial crisis regulations including Basel III, Fundamental Review of the Trading Book (FRTB), Dodd-Frank Act, Supervision and Regulation Letter 11-7 (SR 11-7), and others.  Case studies will explore the technical details of these new rules; and guest lectures from industry experts will bring the material to life.  Areas of focus include: model risk management, stress testing, derivatives, and insurance.  By the end of this course students will be able to:
  • Evaluate the purpose and limitations of risk regulations in finance.
  • Identify and communicate weaknesses in a financial firm.
  • Communicate with regulators.
  • Understand Recovery and Resolution Plans or “Living Wills” for a financial firm.
Web Site Vergil
Department Enterprise Risk Management
Enrollment 12 students (45 max) as of 5:04PM Wednesday, July 6, 2022
Subject Enterprise Risk Management
Number PS5520
Section 001
Division School of Professional Studies
Campus Morningside
Note ON-CAMPUS. ERM ONLY; TO SPS 1/18
Section key 20221ERMC5520K001

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SIS update 07/06/22 17:04    web update 07/06/22 19:36