Directory of Classes

NOTE: Course information changes frequently, including Methods of Instruction. Please revisit these pages periodically for the most recent and up-to-date course information.


Spring 2022 Enterprise Risk Management PS5520 section AU1
RISK REGULATIONS IN FINANCE
RISK REGULATIONS IN FINAN

Call Number 19965
Day & Time
Location
R 8:10pm-10:00pm
507 Lewisohn Hall
Points 0
Grading Mode Ungraded
Approvals Required None
Instructor Michael Leibrock
Type LECTURE
Method of Instruction In-Person
Course Description This course examines post-financial crisis regulations including Basel III, Fundamental Review of the Trading Book (FRTB), Dodd-Frank Act, Supervision and Regulation Letter 11-7 (SR 11-7), and others.  Case studies will explore the technical details of these new rules; and guest lectures from industry experts will bring the material to life.  Areas of focus include: model risk management, stress testing, derivatives, and insurance.  By the end of this course students will be able to:
  • Evaluate the purpose and limitations of risk regulations in finance.
  • Identify and communicate weaknesses in a financial firm.
  • Communicate with regulators.
  • Understand Recovery and Resolution Plans or “Living Wills” for a financial firm.
Web Site Vergil
Department Auditing
Enrollment 0 students (1 max) as of 5:52PM Thursday, June 30, 2022
Subject Enterprise Risk Management
Number PS5520
Section AU1
Division School of Professional Studies
Campus Morningside
Section key 20221ERMC5520KAU1

Home      About This Directory      Online Bulletins      ColumbiaWeb      SSOL
SIS update 06/30/22 17:52    web update 06/30/22 21:38