Fall 2023 Enterprise Risk Management PS5520 section D02

RISK REGULATIONS IN FINANCE

RISK REG IN FIN (ONLINE)

Call Number 11472
Day & Time
Location		 R 8:10pm-10:00pm
ONLINE ONLY
Points 3
Grading Mode Standard
Approvals Required None
Instructor Michael Leibrock
Type LECTURE
Method of Instruction On-Line Only
Course Description

This course examines post-financial crisis regulations including Basel III, Fundamental Review of the Trading Book (FRTB), Dodd-Frank Act, Supervision and Regulation Letter 11-7 (SR 11-7), and others.  Case studies will explore the technical details of these new rules; and guest lectures from industry experts will bring the material to life.  Areas of focus include: model risk management, stress testing, derivatives, and insurance.  By the end of this course students will be able to:

  • Evaluate the purpose and limitations of risk regulations in finance.
  • Identify and communicate weaknesses in a financial firm.
  • Communicate with regulators.
  • Understand Recovery and Resolution Plans or “Living Wills” for a financial firm.
Web Site Vergil
Department Enterprise Risk Management
Enrollment 24 students (40 max) as of 10:06AM Sunday, April 28, 2024
Subject Enterprise Risk Management
Number PS5520
Section D02
Division School of Professional Studies
Open To Professional Studies
Campus Morningside
Note ONLINE. ERM STUDENTS. OPEN TO SPS ON 9/5.
Section key 20233ERMC5520KD02