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(Major Field)
Magic Realism
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RATIONALE
I.
"Magic realism" has become a ubiquitous term
to describe various contemporary works, yet a certain
ambiguity surrounds it. Much of the critical work on magic
realism has focused on the history and usage of the name
itself, rather than the actual characteristics of the
movement, which I see as an evolution of traditional mimesis
initially exploring changing perceptions of the visual
and the real, and culminating in a totalizing epic view
of history based on the representation of the collective
memory of a people. The term originated in Europe during
the 1920's, in the writings of the German art historian
Franz Roh who presented magic realism as a reaction to
expressionism, and independently in the Italian journal
Novecento, edited by writer and critic Massimo Bontempelli.
It was adopted during the 1940's by Latin American authors
who combined the theories of Roh and Bontempelli with
French surrealist concepts of the marvelous, and incorporated
indigenous mythologies within traditional mimetic conventions
in their quest for the original Latin American novel.
From the 1960's to the present, there has been a strong
current of magic realism within the general movement of
post-modernism, especially in British and North American
literature.
While a considerable body of criticism exists on twentieth-century
responses to realism and the role of fantasy and the imaginary,
the term "magic realism" in the context of the
literatures of Europe and the United States appears, for
the most part, only obliquely or as a passing reference.
Recently in Germany there has been a renewed interest
in the art and literature of the 1920's, especially the
"neue Sachlichkeit" movement on which Roh based
his theory of "magischer Realismus." I plan
to demonstrate not only that magic realism exists as a
continuous presence in twentieth-century literature, but
that it presents an alternative to more established movements
such as surrealism and post-modernism through its privileging
of the mimetic function and its emphasis on the representation
of history. For the purposes of this study, I will work
within three subcategories:
the novel of
the 1920's and 1930's: theories of Roh and Bontempelli;
works by Kafka, Junger and Musil, and the German movement
"neue Sachlichkeit" (originally called "magischer
Realismus") represented by Doblin; French novels
by Breton, Aragon and Gracq which develop the new theories
of "le merveilleux."
the Latin American movement of the 1940's and
1950's: theories of Carpentier and Flores; works by
Carpentier, Borges, Asturias, Uslar Pietri.
the contemporary novel: the fabulists such
as Grass, Rushdie, Garcia Marquez and Carter; works structured
around multiple layers of reality: the Anglo-American
tradition (Fowles, Barth, Pynchon and Nabokov); the French
tradition growing out of the Nouveau Roman (Simon, the
later novels of Aragon).
The topics I wish to consider include the relationship
of magic realism to pre-established genres, the questions
of derealization and defamiliarization; fabulation, historiography
and the role of history.
II.
The representation of the banal and the quotidian is a
central tenet of nineteenth-century realism, and magic
realism continues this project. Like many modernist movements,
however, magic realism rejects nineteenth-century positivism,
the privileging of science and empiricism, returning instead
to mythologies, folklore and mysticism in what Jameson
calls "a reaction against the reification of realism."
This in no way represents an abandonment of history; in
fact, the representation of historical conflict is central
to magic realist prose, and I would argue that in contemporary
literature magic realism presents a way of restoring a
historical dimension to the post-modern novel.
Central to early magic realism is the emphasis on perception.
There is nothing inherently new about this: both the nineteenth-century
fantastic, which excels in the representation of unreal
or uncanny effects, and nineteenth-century realism strongly
privilege the role of the visual. However, new visual
technologies (electricity, photography) which challenge
traditional conceptions of space and time lead to a new
perception, taking the form of a sudden apparition within
the context of the quotidian and characterized by simultaneity,
unusual juxtapositions and an extreme precision of language.
The advent of psychoanalysis also contributes to this
phenomenon by establishing the importance of perception
in the structuring of the Unconscious, and leads to a
conscious interest in the Repressed. While the surrealists
draw on paradigms of the Freudian Unconscious and its
fantasies, magic realists, with their gaze typically turned
outward rather than inward, generally prefer the Jungian
Unconscious and its collective archetypes. Both movements
use the word play and collage/montage techniques of dadaism,
but for the magic realists the mimetic function remains
primary. In Berlin Alexanderplatz, for example,
the city as a historical and ontological reality is the
constant referent of Doblin's montages, mythologizing
and formal word play. How does this compare to the representation
of Paris in Nadja and Le paysan de Paris,
or to Joyce's and Dos Passos' representations of the metropolis?
The original theory of magic realism as defined by Roh
expresses a desire to go beyond traditional mimesis and
to represent the hidden, hitherto unperceived connections
between objects within the quotidian. This heightened
reality perception (Ringer's Das Abenteuerliche Herz)
leads to the principal characteristics of magic realism,
already strongly evident in Kafka, Mann and Musil: derealization
(a sudden sense of detachment from the reality of the
surrounding object world) and defamiliarization (the representation
of familiar objects through a language or descriptive
technique that causes them to appear new or shocking).
In the derealized and defamiliarized world(s) of magic
realism, the unusual juxtaposition of objects throws traditional
descriptive systems into disarray, and the boundaries
of an assumed "real" are stretched until levels
of reality obeying different ontological laws coexist
metonymically. In post-modern magic realism, the multiplicity
of realities reaches such a point that it is no longer
a question of alternate worlds flowing into one another
while still maintaining a certain internal coherence (as
in Nabokov or Queneau) but rather the interfacing of what
Jameson refers to as "semiautonomous subsystems"
which are themselves in a constant state of mutation (Pynchon).
The disconcerting multiplicity of realities in magic realism
emphasizes rather than denies the historical dimension
of these narratives. The exploration of the quotidian
in early magic realism increasingly gives
way to the representation of conflict, which is often
but not exclusively generated by a crisis of national/cultural
identity resulting from the overlap of several layers
of history and culture within a given geographic area,
such as Latin America or the Indian subcontinent. Many
magic realists write in the language of an established
national literature from which they feel excluded, such
as Kafka's use of German, Nabokov's use of English, and
the post-colonial writers' use of the language of their
colonizers, be it Spanish, French or English. The movement
follows a pattern of increasing historiography, the creation
of elaborate genealogies (Borges, Nabokov) and mythologies
(Jahnn) as a means of writing the "history"
of a people or geographic area, and culminates in the
contemporary fabulist movement. Although this development
is often dismissed as mythomania, I would argue that it
is a new form of the historical novel, which can be interpreted
either as the reflection of a historical reality already
of a fantastic nature (as Carpentier and Garcia Marquez
claim) or as the result of a sense of historical impotence
brought about by the reduction of all discourse, including
history, to an amalgamation of semiotic systems.
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PRIMARY READINGS
GERMAN
Kafka, Franz
"Meditation" (1913)
"Metamorphosis" (1915)
"Ein Landarzt" (1919)
"In the Penal Colonoy" (1919)
The Trial (1925)
The Castle (1926)
Mann, Thomas
The Magic Mountain (1924)
Doblin, Alfred
Berlin Alexanderplatz: The Story of Franz Biberkopf
(1929)
Musil, Robert
The Man Without Qualities (1930-1932)
Posthumous Papers of a Living Author (1936)
Junger, Ernst
The Adventurous Heart (1929)
On the Marble Cliffs (1939)
Jahnn, Hans Henny
Shoreless River (1949-1950)
Grass, Gunter
The Tin Drum (1959)
The Flounder (1977)
Weiss, Peter
The Aesthetics of Resistance (1975-1981)
FRENCH / FRANCOPHONE
Aragon, Louis
The Peasant of Paris (1926)
La mise à mort (1965)
Blanche ou l'oubli (1967)
Breton, Andre
Nadja (1928)
Celine, Louis-Ferdinand
Journey to the End of Night (1932)
Gracq, Julien
The Castle of Argol (1938)
Queneau, Raymond
The Skin of Dreams (1944)
Schwartz-Bart, Andre
The Last of the Just (1959)
Simon, Claude
The Flanders Road (1960)
Story (1967)
Labou-Tansi, Sony
La vie et demie (1979)
LATIN AMERICAN
Uslar Pietri, Arturo
"Rain" (1928)
Borges, Jorge Luis
Ficciones (1944)
Asturias, Miguel Angel
Men of Maize (1949)
Carpentier, Alejo
The Kingdom of this World (1949)
The Lost Steps (1953)
"Voyage to the Seed" (1964)
Garcia Marquez, Gabriel
Leaf Storm and Other Stories (1955)
One Hundred Years of Solitude (1967)
The Autumn of the Patriarch (1975)
Love in the Time of Cholera (1988)
ENGLISH/AMERICAN
Joyce, James
Ulysses (1922)
Dos Passos, John
Manhattan Transfer (1925)
Barth, John
The Sot-Weed Factor (1960)
Nabokov, Vladimir
Pale Fire (1962)
Ada or Ardor: A Family Chronicle (1969)
Pynchon, Thomas
V (1963)
Gravity's Rainbow (1973)
Carter, Angela
The Magic Toyshop (1967)
Nights at the Circus (1984)
Fowles, John
The French Lieutenant's Woman (1969)
Rushdie, Salman
Midnight's Children (1980)
Shame (1983)
The Satanic Verses (1988)
Winterson, Jeannette
Sexing the Cherry (1989)
SLAVIC (RUSSIAN, CZECH, YUGOSLAVIAN)
Bulgakov, Mikhael
The Master and Margarita (written in 1930's,
pub. 1966)
Kundera, Milan
The Book of Laughter and Forgetting (1978)
Pavic, Milorad
The Dictionary of the Khazars (1988)
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SECONDARY READINGS
Alter, Robert
Partial Magic: the Novel as a Self-Conscious Genre
(1975)
Auerbach, Erich
Mimesis: the Representation of Reality in Western
Literature (1968)
Barthes, Roland, et. al.
Littérature et réalité (1982)
Baudrillard, Jean
Simulations (1983)
Benjamin, Walter
"On the Mimetic Faculty" in Reflections
(1986)
"Surrealism" in Reflections.
"Some Reflections on Kafka" in Illuminations
(1969)
"Theses on the Philosophy of History"
in Illuminations.
Bessiere, Irene
Le récit fantastique: la poétique
de l'incertain (1974)
Bontempelli, Massimo
"900" (1926-1927)
Borges, Jorge Louis
"Narrative Art and Magic" in Borges:
A Reader, eds. Emir Rodriguez and Alistair Reed (1981)
Breton, André
L'art magique (1957)
Manifesto of Surrealism (1924)
Brooke-Rose, Christine
A Rhetoric of the Unreal (1981)
Caillois, Roger
Approches de l'imaginaire (1974)
Carpentier, Alejo
Preface to The Kingdom of this World (1949)
Chanady, Amaryll
"The Origins and Development of Magic Realism
in Latin American Fiction" in Magic Realism and Canadian
Literature, eds. Peter Hinchcliffe and Ed Jewinski (1986)
Magical Realism and the Fantastic: Resolved versus
Unresolved Antinomy (1985)
Chldovski, Victor
"L'art comme procédé" (1925)
in Théorie de la littérature: Textes des
formalistes russes réunis, présentés
et traduits par Tzvetan Todorov, ed. Tzvetan Todorov (1966)
Flores, Angel
"Magic Realism in Spanish American Fiction"
(1955)
The Kafka Debate: New Perspectives for our Time
(1977)
Forster, Leonard
"Uber den 'magischen Realismus' in der heutigen
deutschen Dichtung" (1950)
Foster, Hal
The Anti-aesthetic: Essays on Postmodern Culture
(1983)
Freud, Sigmund
"Animism, Magic and the Omnipotence of Thoughts"
in Totem and Taboo (1913)
Frye, Northrop
Anatomy of Criticism (1957)
Guilbert, Jean-Claude
Le réalispie fantastique: 40 peintres européens
de l'imaginaire (1973)
Hancock, Geoff
"Magic or Realism: the Marvelous in Canadian
Fiction" in Magic Realism and Canadian Literature
(1986)
Introduction to Magic Realism (an Anthology), ed.
Geoff Hancock (1980)
Hulsewig-Johnen, Jutta, ed.
Neue Sachlichkeit, Magischer Realismus (1990)
Hume, Kathryn
Fantasy and Mimesis: Responses to Reality in Western
Literature (1984)
Hutcheon, Linda
The Politics of Postmodernism (1989)
Jameson, Fredric
The Political Unconscious: Narrative as a Socially
Symbolic Act (1981)
Postmodernism, or, the Cultural Logic of Late Capitalism
(1991)
"On Magic Realism in Film" in Signatures
of the Visible (1992)
Janik, Dieter
Magische Wirklichkeitsauffassung im hispanoamerikanischen
Roman des 20 (1976)
Jung, Carl
The Archetypes and the Collective Unconscious (1936)
Kim, Seong-Kon
Journey into the Past: the Historical and Mythical
Imagination of Barth and Pvnchon (1985)
Koselleck, Reinhart
Futures Past: On the Semantics of Historical Time
(1985)
Lefebvre, Henri
The Production of Space (1981)
Lethen, Helmut
Neue Sachlichkeit, 1924-1932: Studien zur Literatur
des "Weissen Sozialismus" (1970)
Lukacs, George
The Meaning of Contemporary Realism (1963)
Mabille, Pierre
Le merveilleux (1946)
Menton, Seymour
Magical Realism rediscovered, 1918-1981 (1983)
Robbe-Grillet, Alain
For a New Novel (1961)
Roh, Franz
Magic Realism: Post-Expressionism (1925)
Scheffel, Michael
Magischer Realismus: die Geschichte eines Begriffes
und ein Versuch seiner Bestimmung (1990)
Schmied, Wieland
Neue Sachlichkeit and German Realism of the Twenties
(1978)
Scholes, Robert
Fabulation and Metafiction (1979)
Todorov, Tzvetan
The Fantastic (1970)
Walker, Nancy
Feminist Alternatives: Irony and Fantasy in the
Contemporary Novel by Women (1990)
Weisberger, Jean, ed.
Le réalisme magique: Roman, peinture et
cinéma (1987)
Wilson, Robert
"The Metamorphoses of Space: Magic Realism"
in Magic Realism and Canadian Literature (1986)
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