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The requirement that the dissertation be available to
scholars may also be satisfied by depositing three copies of a
commercially-printed work that is identical to the dissertation as defended. If
the entire dissertation as defended has not been commercially published by the
time of final deposit, the author may not deposit under the commercial
publication option. With this option, the dissertation is not digitized,
catalogued or bound, and the fee payable at deposit is $55 rather than $160.
The fee, paid to ProQuest, covers the cost of listing of title and abstract in Dissertations
Abstracts International, Comprehensive Dissertation Index and the Digital
Dissertations database. The Dissertation Office will accept U.S. Postal Money
Orders, bank money orders or certified checks. If the candidate is depositing
from abroad, a money order (in U.S. dollars) drawn on an international bank is
acceptable. Cash, credit cards, personal checks and international postal money
orders (for domestic as well as international deposits) cannot be accepted.
The commercially-printed work may be a book, set of professionally bound
reprints that are numbered throughout, a government report, a lab report, or some other publication. It must
also be available from a distributor such as a bookstore, government printing
office, journal publisher, etc., and contain the Library of Congress number.
The three copies are distributed to the Columbia University Libraries. At the time of deposit, the author must provide to the
Dissertation Office a dissertation abstract and complete
the form, Publish Abstract Only (PAO) Agreement form, available at the
Dissertation Office.
Work submitted under the commercial publication option must
be conventionally published, commercially available and identical with the
defended dissertation. GSAS does not accept the so-called "author's
publication" for work not previously commercially published, nor does GSAS
consider photocopied material to be printed material. The Office of the Dean of
the Graduate School of Arts and Sciences (of which the Dissertation Office is a
part) reserves the right to deny submission of any dissertation under this
option that is not in accordance with these regulations.
If the defended dissertation is wholly composed of separately
published articles, GSAS will accept three professionally bound hard cover books
containing reprints of the articles, including the title page (front cover) of
the volume of the journals in which the articles were published. In addition, this
privately bound copy must include a title page as described in the guidelines
above. If the titles of the articles are different from the overall title of
the dissertation as defended, all must be included on the title page. The spine
of the bound copies must include the full legal name (as on the Registrar's
official records) of the author and the year of conferral. Binding should be of
library quality; spring or spiral binders and clear plastic covers are not acceptable.
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