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The deposit, and not the defense, is the final requirement
for the Ph.D. and professional degrees. The vast majority of candidates deposit
their dissertation in the form of two unbound manuscripts (see below for
depositing as commercial work.) Dissertations may be deposited at the
Dissertation Office, 107 Low Memorial Library, Monday through Friday from 9:00
a.m. to 4:45 p.m. GSAS urges the candidate to deposit the dissertation even if
financial obligations to Columbia University have yet to be resolved. If outstanding amounts are owed
at the time of degree conferral, Student Financial Services places a hold on
the diploma and/or transcripts. Regardless of outstanding financial or other
non-deposit related obligations, the graduation date of record will always be
the conferral date following the complete dissertation deposit.
The regulations covering the dissertation deposit are
uniform to facilitate cataloging and to ensure that the dissertation is
accessible to other scholars. The availability of the dissertation to
interested scholars is an integral part of the requirements for the doctoral
degree. If format rules are not followed, the Dissertation Office will ask that
any problem areas in the dissertation be corrected before accepting the final
deposit. Candidates should ask the Dissertation Office about any special
problems while preparing the manuscript and email or bring sample pages of your work to the dissertation office for a formatting check.
The candidate is eligible to receive the degree on the
conferral date following the completion of all requirements including the final
deposit. Degrees are awarded in October, February, and May. The Doctoral
Convocation and the University Commencement ceremony take place once a year in mid-May
for the three conferral dates. Those who have defended successfully, but have
not yet deposited, are eligible to participate in these ceremonies.
All deposits must be completed by 4:00 p.m. on the Friday
preceding the degree date, see here for dates and deadlines. As a routine part of every deposit, the
Dissertation Office issues a letter certifying that all academic requirements
have been completed. This letter also contains the date of degree conferral.
Diploma
The Registrar orders diplomas throughout the year. The
diploma will be included in the batch order that follows the complete deposit.
It generally takes four weeks after the degree conferral for the diploma to arrive at the Registrar’s Diploma Desk; after that time, one may telephone
(212-854-8319) the Diploma Desk to find out if it is ready.
The earlier the deposit is made before the conferral date,
the more likely it will be that the diploma will be ready for pick-up at the Diploma Desk
in 210 Kent on the conferral date. If the
deposit is made close to the conferral date it may not be possible to obtain
the diploma on the conferral date. If the candidate chooses to have the diploma
mailed, four to ten weeks are generally necessary for it to arrive. Please notify the Dissertation Office at the time of
deposit which option is preferred. The diploma is not be
available prior to the degree conferral date.
Name Change and Special Characters in Names
The student’s name on the diploma will be the name as it
appears on the student’s SSOL.
The Dissertation Office is permitted to add, change and remove middle names
only. Changes to the first and/or last name must be made through the Registrar’s
Office via a formal Name Change.Students are advised that formal name changes must be completed prior to
the deposit. Name changes can be completed in person at the Registrar’s office
in 210 Kent
by bringing all of the following three forms of identification: 1.
Government-issued photo ID, 2. Another form of ID, 3. Proof of use of the old
name (credit card, CUID, marriage certificate, bank statement, etc.) Name
changes can also be completed via mail by submitting a notarized affidavit, as
well as copies of all three of the above-mentioned forms of identification. The
affidavit form is available at the registrar office, here.
Special characters, or accents, are not displayed on SSOL
and other student records such as the transcript, but can be inserted for the Doctoral diploma. Please notify the Dissertation Office at the time of the deposit
if you would like special characters added to your name.
CatalogingAfter each degree date, one deposit copy of the dissertation
is sent to Butler Library, which arranges to have it bound and catalogued. It
is then placed either in Butler Library or in one of the specialty libraries as
a circulating book. Candidates should check with the department/program to
determine where the circulating copy will eventually be shelved, if that is a
concern. The circulating copy will be available approximately six to eight
months following degree conferral. The second copy is first sent to ProQuest
Information and Learning in Ann Arbor, Michigan, which converts the document to
PDF and makes it available on its Digital Dissertations database. It also makes
it available in paper, microfiche or microfilm copies.
Please refer to the ProQuest “Publishing your Dissertation” booklet
for information on open access and traditional publishing options.
The mandatory deposit fee to cover digitizing, microfilming,
binding, shipping, and cataloging, made payable to Columbia University, is $160
for traditional publishing or $255 for open access publishing, see the ProQuest “Publishing
your Dissertation” booklet. The Dissertation Office will accept
U.S. Postal Money Orders, bank money orders or bank certified checks. If the
candidate is depositing from abroad, a money order (in U.S. dollars) drawn on
an international bank is acceptable. Cash, credit cards, personal checks and
international postal money orders cannot be accepted.
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