Editor's Note: Below is a press release issued March 31. In the letters attached to the release, Columbia University President Lee C. Bollinger, Provost Alan Brinkley and Vice President for the Arts and Sciences Nicholas Dirks respond to the report of the faculty Ad Hoc Grievance Committee. The report was delivered to the President, Provost and Vice President for the Arts and Sciences on Monday, March 28, and issued to the Columbia community on March 31. To read the complete report, please click here.
COLUMBIA UNIVERSITY RELEASES REPORT
OF FACULTY AD HOC GRIEVANCE COMMITTEE
President Bollinger Accepts Report as 'Thoughtful and Comprehensive Review,' Pledges Prompt Course of Action to Address Recommendations
NEW YORK, NY, March 31, 2005 -- Columbia University today publicly released the report of a faculty Ad Hoc Grievance Committee charged with examining student complaints of intimidation in the classroom by faculty in the department of Middle East and Asian Languages and Cultures (MEALAC).
The Ad Hoc Grievance Committee, which was composed of five University faculty members and advised by First Amendment scholar and Columbia Visiting Professor Floyd Abrams, was formed in December 2004 to identify the facts underlying student concerns of intimidation in the classroom. The committee met with 62 individuals, including students, alumni, faculty and administrators. They also considered more than 60 written submissions.
The Committee reaffirmed the principles of academic freedom for students and faculty alike. The findings of the Committee included one incident of inappropriate faculty behavior towards a student, in the 2001-2002 academic year. Two other incidents from the same time period were discussed in the report, but the Committee determined that these did not constitute student intimidation because of unclear information and other contextual circumstances. The Committee also found incidents of harassment of certain MEALAC teachers, apparently by outside visitors and auditors of classes.
Among other findings, the report cites significant deficiencies in the University's grievance and advising procedures. The report also provides recommendations for strengthening these procedures. The full text of the Ad Hoc Grievance Committee's report is available on Columbia University's Web site at http://www.columbia.edu.
In a letter sent today to the Columbia University community, President Lee C. Bollinger accepted, endorsed and responded to the findings and recommendations of the Ad Hoc Grievance Committee. He also gave his full support to the views and recommendations for action that Vice President for the Arts and Sciences Nick Dirks and Provost Alan Brinkley expressed in written responses to this report, which they submitted to President Bollinger.
In his letter, President Bollinger stated, "This is a very thoughtful and comprehensive review that deserves our full attention. ... The Committee's work and report help sustain our trust in the absolutely critical norm of peer review, which calls upon those of us in the community of scholars to put aside personal and political views and conduct objective evaluations of scholarship and teaching under accepted academic standards."
Citing the Committee's criticism of the University's grievance procedures, Bollinger said, "The neglect over time of our grievance procedures has had many unfortunate consequences, and one is the resulting burden on students of complaints unheard. An institutional failure to provide means of addressing such concerns, as well as those of members of the faculty, has had a cascading effect. I deeply regret these problems persisted and were not remedied earlier."
Bollinger added, "While the Committee has been deliberating, the University has already begun to formulate responses to issues that were manifest. Within the next two weeks, we will announce specific actions that address recommendations in the report. Some solutions are clear: We are developing new grievance procedures for students and faculty to help ensure that concerns are addressed in a clear, fair, and expeditious manner. We will also devise means to facilitate community-wide discussions of difficult and controversial issues of the day -- the kinds of problems universities are meant to explore. Other plans will be laid out in time."
President Bollinger also stated, "I would like to say … how grateful we are to the Committee and to those who participated in the process. Our hopes for Columbia -- and our bedrock commitment to academic freedom -- depend upon all of us assuming the responsibilities of the community, as they have done for us here."
The full texts of the letters from President Bollinger, Provost Brinkley and Vice President Dirks follow below.
March 31, 2005
To the Columbia Community:
As you know, a faculty Ad Hoc Grievance Committee has been looking into various claims by students of intimidation or discrimination in the classroom on the basis of the viewpoints they expressed. Silencing students for expressing reasonable and relevant viewpoints is certainly unacceptable classroom behavior, not only to those immediately affected but also to all other students who, at that moment or over time, may have felt inhibited to speak or been deprived of a fuller discussion of the subject. Hence, the Committee was asked to identify the facts underlying these students' concerns, so that the University could then address them judiciously and in accord with our scholarly and educational norms. The Committee has completed its charge and submitted its report -- a single report -- which is now being made public.
This is a very thoughtful and comprehensive review that deserves our full attention. First, of course, I want to express our gratitude to the Committee -- Professors Ira Katznelson, Jean E. Howard, Mark Mazower, Lisa Anderson, and Farah Griffin -- and to Floyd Abrams, who served as a special advisor to the Committee. The Committee's work and report help sustain our trust in the absolutely critical norm of peer review, which calls upon those of us in the community of scholars to put aside personal and political views and conduct objective evaluations of scholarship and teaching under accepted academic standards. I want to thank all those who participated in the process. It is important to recognize the willingness of students to come before this committee. I appreciate, as well, the many members of the Columbia community -- the students and faculty -- who have tried throughout these many months to find effective ways to discuss the issues arising out of this controversy, free of the stridency and hyperbole that have marred some debates. I have met with many of them, and I have been both grateful and impressed.
This was not by any measure an ordinary assignment for the institution. The neglect over time of our grievance procedures has had many unfortunate consequences, and one is the resulting burden on students of complaints unheard. An institutional failure to provide means of addressing such concerns, as well as those of members of the faculty, has had a cascading effect. I deeply regret these problems persisted and were not remedied earlier.
Today, we should let the report speak for itself. There are, however, many things to do, and it is important that we move promptly. In fact, while the Committee has been deliberating, the University has already begun to formulate responses to issues that were manifest. Within the next two weeks, we will announce specific actions that address recommendations in the report. Some solutions are clear: We are developing new grievance procedures for students and faculty to help ensure that concerns are addressed in a clear, fair, and expeditious manner. We will also devise means to facilitate community-wide discussions of difficult and controversial issues of the day -- the kinds of problems universities are meant to explore. Other plans will be laid out in time.
I would like to say once again how grateful we are to the Committee and to those who participated in the process. Our hopes for Columbia -- and our bedrock commitment to academic freedom -- depend upon all of us assuming the responsibilities of the community, as they have done for us here.
Lee C. Bollinger
March 31, 2005
Dear President Bollinger,
I have read the report of the faculty Ad Hoc Grievance Committee and the response to it by Vice President Nicholas Dirks. I want to express my deep gratitude to the members of the committee and their adviser for taking on this very difficult task and for creating a report that provides us with a clear and fair-minded account of the events that have created the controversy over the teaching of the Middle East at Columbia. I accept the findings and recommendations of the committee. I also concur with the Vice President's assessment of the report and of the challenges it raises.
In my first communication to you about this controversy almost five months ago, I wrote of the simultaneous importance of protecting academic freedom and preserving an atmosphere of tolerance and civility. Since then, you and I have spoken often of how we must sustain an environment in which controversial issues and sharply contrasting views can be expressed without rupturing the bonds of community that are essential to university life. This report makes clear that we have not always successfully sustained such an atmosphere, that tolerance and civility have at times become casualties of impassioned views expressed in ways that violate our standards.
The traditions and principles of this great university require us now to reassert -- as the committee so eloquently states -- norms of behavior capable of ensuring that even the most passionate and controversial views can be expressed freely and in ways that are compatible with the values of academic life. We are indeed fortunate that in taking on this important task, we can rely on a dedicated and talented faculty of highly diverse views who have shown -- as members of the ad hoc committee have shown -- that they have a deep commitment to Columbia and to its basic principles; and who believe, as I believe, that we can effectively and responsibly deal with our problems through our own efforts. I look forward to working with the faculty, and with you, to address these challenges.
March 31, 2005
Dear President Bollinger and Provost Brinkley,
I have just received the report of the Ad Hoc Grievance Committee. As you know, I established this ad hoc committee last fall to respond to the expression of concern by a number of students that they were being intimidated by faculty members and being excluded from participating fully in classroom discussions at Columbia because of their views. When it became clear to me that existing procedures were not adequate to resolve these questions, I formed this committee in consultation with both of you.
First, I would like to record my thanks to our colleagues who served on this committee (Ira Katznelson, Lisa Anderson, Jean Howard, Mark Mazower, and Farah Griffin), to Floyd Abrams, who served as an advisor to the committee, and to the students and faculty who participated in the process. The committee met for many hours to deliberate upon their charge, listen to the concerns and accounts of students and faculty, and compose its report. The conscientious participation of students and faculty reflects the care and diligence with which members of the committee carried out their charge. The report is an extraordinarily helpful document. It clarifies the facts behind various allegations and concerns, contextualizes these facts, identifies issues of relevance to the general climate of teaching around matters concerning the Middle East over the last three years, and recommends a set of concrete measures we should take to avoid these problems in the future. Despite the unusual nature of the committee, it has served the principle of faculty self governance with distinction.
At Columbia we value the introduction of new and challenging ideas in the classroom and the right to explore unpopular ideas, express different opinions, foster intellectual debate, and demand intellectual honesty. Rigorous debate cannot reduce itself to individual threats or stigmatizing language to advance a position. Breaches of teaching standards, such as found in one of the incidents in the Ad Hoc Committee report, are inconsistent with the values of the faculty and the university.
I take the review, evaluation, and mentoring of our faculty with the utmost seriousness. Our normal institutional protocols -- based in peer review and governance -- demand our adherence to the highest standards for teaching, and in this respect the specific findings of the committee report will be addressed through the customary bodies for dealing with these issues. Our protocols for academic mentoring and faculty review within the university take systematic account of all evaluations of teaching and scholarship. The substance of any review or evaluation is not, however, a matter for discussion here. Procedures for academic and personnel review in the Arts and Sciences are matters of the strictest confidence, consistent with university policy regarding such evaluations.
The report also paints a picture of a classroom environment in which "free and civil inquiry" could on occasion be significantly constrained by the presence of auditors and outside visitors who disrupted lectures by their incessant questions and comments. This is unacceptable. The report raises similar concerns about the effects of the increasing role of various outside organizations in the surveillance of professors teaching about the Middle East, and I take these concerns very seriously as well.
The report concludes with the need to reassert certain norms and reaffirm our sense of collective responsibility, to work together to "nurture the mutual respect required to sustain us in our common quest for the promotion of learning and the advancement of knowledge." I add my heartfelt endorsement to this conclusion.
Nicholas B. Dirks
Vice President and Dean of the Faculty for Arts and Sciences
Franz Boas Professor of Anthropology and History