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Dissertation Evaluation

The following rating system is used to evaluate the dissertation:

PASS
The dissertation is deemed acceptable subject to minor revisions. The candidate makes recommended changes, with revisions supervised by the student’s sponsor. Upon completion of the required revisions, the candidate is recommended for the degree. All revisions must be completed and the dissertation deposited no later than six months from the date of the dissertation defense. A unanimous vote or a vote with only one dissent constitutes a pass. In the case of three votes for pass and two for incomplete or fail, the voting sheet and dissertation must be submitted to the CUSSW Dean for further review and a decision.

INCOMPLETE
The dissertation is deemed acceptable subject to major revisions. All revisions must be completed no sooner than three months and no later than one year from the date of the defense. The Chair of the committee shall appoint a subcommittee composed of one to three of the original members of the committee. Usually, the sponsor chairs this group, and the other two are committee members who recommended the most extensive revisions. Once all revisions are completed, the student will submit them to each committee member for review. If each member states in writing that the new text is satisfactory, the vote of incomplete is changed to a pass.

FAIL
Because a dissertation approved for defense by a sponsor and other readers will most likely earn at least an INCOMPLETE rating, a failure is extremely rare. If a student does fail, they will not be recommended to receive the Ph.D. degree.

Awards of distinction
After the committee has voted to accept the dissertation, the question of awarding the degree “with distinction” may be moved. A vote on this question is taken by secret ballot. In order for a degree to be awarded “with distinction” the ballots must be unanimous.

If the committee votes to award distinction, a member of the examining committee other than the sponsor must prepare a letter to the GSAS Dean outlining the qualities of the dissertation that merit the award of distinction, including the nature of its distinctive contribution to scholarship in its field and its broader significance to advancing knowledge. There can be no rigid quota on the number of dissertations to be awarded distinction, but the standard of merit is that no more than ten percent of all dissertations (over time) should be awarded with distinction.

The dissertation may be recommended for distinction only by the original examining committee.

A student whose degree is awarded “with distinction” shall, upon final deposit of his/her dissertation, receive a letter of commendation from the GSAS Dean; the student’s permanent transcript and the Ph.D. Convocation Program shall be annotated accordingly.

Postscript to the evaluation process

  1. The Chair of the defense summarizes the dissertation committee’s assessment in a paragraph or two that will be filed in the student’s folder.
     
  2. Finally, following the deposit of the dissertation, the sponsor prepares a brief summarization of the student’s dissertation evaluation that will serve as an addendum to the student’s reference letters on file in the doctoral office.

Final Revisions and Deposit of the Dissertation
When the dissertation committee has certified that the student has passed the defense, the candidate must, in order to receive the degree, arrange with the Dissertation Officer in 107 Low Memorial Library, for the deposit of the dissertation in the University library.

The student has two options regarding the form in which copies of the work are acceptable—manuscript or commercial publication.The student should obtain from the Dissertation Officer the statement of the rules governing the two options. Keep in mind that, as with the dissertation at the defense stage, the regulations for an admissible deposited dissertation are rather stringent and must be followed to the letter. Note, too, that deposit of the dissertation requires a fee of $160. Final deposit must be completed by 5:00 p.m. on the Friday preceding the degree date.