Class Syllabus

Time: Monday 2:10 - 4:00
Place: 417 IAB Altschul Auditorium

 

For Purchase at Columbia Bookstore 116th/Broadway:

Scott Sagan and Kenneth Waltz, The Spread of Nuclear Weapons: A Debate

 For Purchase at Columbia Copiers 4th floor International Affairs Building:

Course pack  6800: Conceptual Foundations Introduction: Issues and Ideas


September 11 Contending Theories and Policy Choice

How does theory influence the formulation of policy?

Stephen Walt, "International Relations: One World, Many Theories," Foreign Policy., Spring 1998, p.29-46. (Available Online)

Thomas Friedman., The Lexus and the Olive Tree: Understanding Globalization., New York 1999., ch. 2 (p.25-37), ch.6 (p.93-122), ch.8 (p.141-164). (course pack)

Bruce Cumings, "The American Ascendancy: Imposing A New World Order," in Special Issue of The Nation "We Are Not the World: A New Vision for Foreign Policy." (May 8, 2000) (Available Online)

Suggested Reading:

William Robinson., Promoting Polyarchy: Globalization, US Intervention, and Hegemony., Cambridge 1996., p.1-72, 317-385. (Course Pack)

September 18 Theories of Social Structure, Power and Conflict

What is the affinity between bureaucratic organization and capitalism? What are the principle characteristics of a modern bureaucracy in terms of 1) the nature of the official 2) the procedural aspects of how it actually operates 3) the criteria and general principles by which it treats its subjects? How have theorists explained social change? In what ways if any has Marx’s prophesies about the future impact of capitalism been realized? How have theorists explained social change? In what ways are social movements a catalyst for change?

Lecturer: Dean Lisa Anderson
Assignment: Op-Ed is due in section

Karl Marx, "Preface to a Critique of Political Economy," and "The Communist Manifesto." (Available Online)

Max Weber, "Bureaucracy" In From Max Weber: Essays In Sociology (p.196-245 1946) (Course Pack)

Tarrow, Sidney G. Power in Movement: Social Movements, Collective Action, and Politics. New York: Cambridge University Press, 1994. p. 1-27.

Callaghy, Thomas. "The State and the Development of Capitalism in Africa: Theoretical, Historical, and Comparative Reflections," in Donald Rothschild, The Precarious Balance. Boulder, Co.: Westview Press: 1988. p. 67-99. (Course Pack)

Suggested Reading:

Peter Bachrach and Morton S. Baratz, "The Two Faces of Power," American Political Science Review, 56 (1962), pp. 947-52. (Available Online)

September 25 Pluralism and Liberalism

What does the liberal tradition have to offer societies that do not share the same cultural, social, economic imperatives? What are the prerequisites for a liberal government? Does each country have to take the same developmental path as European countries in order to transform its government, institutions, laws, and culture into a liberal one, or can each society develop its own version of a liberal government? Is liberal theory aimed at organizing state-society relations or state-individual relations? Is there any space to admit communal rights into the mix? Is Fareed Zakaria�s pessimism vis a vis the democratic potential of "illiberal" democracies justified?

Lecturer: Professor Ira Katznelson

John Locke, A Letter Concerning Toleration. (entire) (Available Online)

John Locke, Second Treatise, 1-9, in Two Treatises of Government. edited by Peter Laslett. Cambridge: Cambridge University Press, 1990. (Available Online)

John Stuart Mill, On Liberty, chapters 1-3. (Available Online)

John Ruggie, "International Regimes, Transactions, and Change: Embedded Liberalism in the Postwar Economic Order," International Organization, 36 (Spring 1982). (Available Online)

Marc F. Plattner, "From Liberalism to Liberal Democracy," Journal of Democracy July 1999., vol. 10 #3 p.121-135 (Course Pack)

Fareed Zakaria, "The Rise of Illiberal Democracy," Foreign Affairs (November/December 1997) (Available Online)

Robert Dahl, Polyarchy: Participation and Opposition (1971) p.1-16. (Course Pack)

Suggested Reading:

John Rawls, A Theory of Justice. Cambridge: Harvard University Press, 1971, chapter 1, sections 1-4; chapter 2, section 11. (Lehman Library Reserve Desk)

War and Peace

October 2 Overview: Theories of War and Peace

What are the causes of war and peace? Are states' decisions to fight or Not fight primarily driven by domestic or international imperatives? Has the world become more peaceful because of the spread of democracy and economic interdependence or should we instead expect increased conflict after the end of the Cold War? Does gender bias vitiate Realist theorizing about international relations and the prospects for cooperation in the international system?

Professor: Professor Richard Betts

Kenneth Waltz, "The Origins of War in Neorealist Theory," in Robert Rotberg and Theodore Rabb, eds., The Origin and Prevention of Major Wars, (NY: Cambridge Univ. Press, 1989), p.39-52. (Course Pack)

Edward Mansfield and Jack Snyder, "Democratization and War," Foreign Affairs (May/June 1995) (Available Online)

J. Ann Tickner, "Hans Morgenthau's Principles of Political Realism: A Feminist Reformulation," in Rebecca Grant and Kathleen Newland, eds.,Gender and International Relations (Bloomington: Univ of Indiana Press, 1991), pp. 27-40. (Course Pack)

John Mearsheimer, "Why We Will Soon Miss the Cold War," The Atlantic Monthly, August 1990. (Available Online)

Carl von Clausewitz, On War, Michael Howard and Peter Paret, eds. (NY:Knopf, 1993), pp. 75-99, 148-50, 177-87, 578-81, 604-11. (Course Pack)

Michael Doyle, "Kant, Liberal Legacies, and Foreign Affairs, Part I," Philosophy and Public Affairs, 12, no. 3, 1983, pp. 205-35.  (Available Online)

Suggested Reading:

Hans Morgenthau, with Kenneth W. Thompson, Politics among nations: The Struggle for Power and Peace, Brief Ed. (NY: McGraw-Hill, 1993), chapters 1 and 2, p.3-26. (Lehman Library Reserve Desk)

Richard Rosecrance, The Rise of the Trading State (NY: Basic Books, 1986), preface and pp. 22-63. (Library Reserve Desk)


October 9 Issue Areas: Nuclear Proliferation and the Morality of Killing

Does the spread of nuclear weapons worldwide threaten global security? What conditions justify war?

Professor: Professor Richard Betts
Assignment: 5 page paper

Scott Sagan and Kenneth Waltz, The Spread of Nuclear Weapons: a Debate(NY: W.W. Norton, 1995) (Available at Columbia Bookstore)

Michael Walzer, Just and Unjust Wars: A Moral Argument With Historical Illustrations (NY: Basic Books, 1977), pp. 251-68. (Course Pack)

Paul Fussel, "Thank God for the Atom Bomb," Walzer's Rebuttal and Fussel'ssurrebuttal, in Fussel, ed., Thank God for the Atom Bomb and Other Essays(NY: Summit Books, 1988), pp. 13-45. (Course Pack)

International Political Economy

October 16 Introduction to Theories of International Political Economy

Why do nations respond differently to common international economic challenges? How do institutions matter in shaping the paths between internationalization and domestic politics? Does increased global economic liberalization lead to greater convergence among the political systems of the world? Is globalization all that it’s cracked up to be?

Lecturer: Professor Arvid Lukauskas
Assignment: Paper due

Peter Katzenstein, "Domestic Structures and Strategies of Foreign Economic Policy" in Katzenstein’s Between Power and Plenty (1978) p.295-337. (Course Pack)

Robert Keohane and Helen Milner, "Internationalization and Domestic Politics: An Introduction," in Keohane and Milner eds., Internationalization and Domestic Politics (1996) p.3-24. (Course Pack)

Robert Wade, "Globalization and Its Limits: Reports of the Death of the National Economy Are Greatly Exaggerated," in Berger and Dore, eds., National Diversity and Global Capitalism (1996) p.60-89. (Course Pack)

Kitschelt, Lange, Marks, and Stephens, "Conclusion: Convergence and Divergence in Advanced Capitalist Democracies" in Kitschelt, Lange, Marks, and Stephens, eds., Continuity and Change in Contemporary Capitalism (1999) p.427-461. (Course Pack)

Andrews, David, "Capital Mobility and State Autonomy" International Studies Quarterly 38 (1994) p193-218. (Available Online)

From the Economist (Oct. 7, 19995): "Who’s in the Driving Seat?"; "Peering through the Monetary Mist"; "Fiscal Flab"; "Not so Divine Intervention"; and "Governments that Live in Glass Houses." (Available Online)

October 23 Theory and Practice in International Political Economy

Does third world growth hurt first world prosperity?

Professor: Jagdish Bhagwati

Jagdish Bhagwati, "The Global Age: From a Skeptical South to a Fearful North," "Preferential Trade Agreements: The Wrong Road," and "Threats to the World Trading System: Income Distribution and the Selfish Hegemon," in A Stream of Windows. (1998), p.29-71. (Course Pack)

Paul Krugman, "Trade, Jobs and Wages" and "Does Third World Growth Hurt First World Prosperity" in Pop Internationalism (1996) p.35-69. (Course Pack)

Jagdish Bhagwati, "The Capital Myth: The Difference Between Trade in Widgets and Dollars," Foreign Affairs., (May/June 1998). P7-12. (Available Online)

Lawrence, Robert, "Emerging Regional Arrangements." In International Political Economy : Perspectives on Global Power and Wealth by Jeffry A. Frieden, David A. Lake. (1995) p.407-415. (Course Pack)

Schott, Jeffrey, "Setting the Course," in Schott, ed., The World Trading System: Challenges Ahead," Institute for International Economics. (1996) p.281-309. (Course Pack)

Dani Rodrik, "Sense and Nonsense in the Globalization Debate," Foreign Policy Summer 1997, 19-36. (Available Online)

RELATED MEDIA

Video of Professor Bhagwati speaking on Free Trade - off the WTOWatch.org web site. <<note: some people have noted technical difficulty in connecting to and viewing this video>>

Lecture - Free Trade: Principles and Problems Today

The lecture will deal with the ways in which the "conceptual foundations" or principles of the theory of commercial policy (i.e. the theory of free trade, in common parlance) can be applied to the important policy questions before us today.

Readings:

Go to Professor Bhagwati's website:

http://www.columbia.edu/~jb38

and click on my articles. Then, download and read:

    1. "Free Trade in the 21st Century: Managing Viruses, Phobias and Social Agendas"
    2. "Free Trade: Why AFL-CIO, the Sierra Club and Congressman Gephardt Should Like It"
    3. "Moral Obligations and Trade"

In addition, there are several op.eds, Lectures, Letters, Book Reviews and essays on these themes reprinted in:

Bhagwati, A Stream of Windows: Unsettling Reflections on Trade, Immigration and Democracy, MIT Press, 1998; paperback; if anyone wants to buy it, my office (Room 828, SIPA Building) has some copies left over from last year’s course at a special price of $15.00. Yulia Popova who is my student-secretary should help; her times are posted on the door.

Bhagwati, The Wind of the Hundred Days: How Washington Mismanaged Globalization, MIT Press: December 2000.

Outline of the Lecture

  1. Why Free Trade is good for GNP
  2. What about Growth Rate?
  3. Conventional Arguments against Free Trade:
  4. Two Principles:

    1. Under Market Failure, Freer trade and (and given degree of protection) cannot be necessarily ranked; and

    2. If you fix the Market Failure, then Free Trade become OK

    Alternative Way of understanding the two principles: You cannot kill 2 birds with 1 stone

    Illustrate with respect to: Keynes and the Great Depression; and Domestic Externalities

  5. New Arguments against Free Trade:
  1. Income Distribution: Trade and wages (Rich Countries); Trade and Poverty (Poor Countries)
  2. Environment
  3. Social Agendas

States, Regimes and Rights

October 30 State Formation and Citizenship

What are the origins of the international state system? What relationship does war have to the formation of states? What’s the relationship between public legality and democracy? Under what conditions if any can states make positive contributions to economic development? How do institutions influence state-formation?

Lecturer: Dean Lisa Anderson
Assignment: 5 page paper

Charles Tilly, "War-making and state-making as organized crime,"In Evans, Rueschemeyer, Skocpol eds., Bringing the state back in (1985) p.169-191. (Course Pack)

Ziya Onis, "The Logic of the Developmental State," Comparative Politics., October 1991 p.109-126. (Available Online)

O'Donnell, Guillermo. "On the State, Democratization and Some Conceptual Problems: A Latin American View with Glances at Some Postcommunist Countries, " pp. 1355-1359 (World Development, 21:8, 1993) (Course Pack)

Peter Evans, "The Eclipse of the State: Reflections on Stateness in an Era of Globalization," World Politics., October 1997 p.62-87 (Available Online)

November 6 NO CLASS

November 13 Human Rights

What is the role of the UN and other non-state actors in implementing and monitoring human rights? Are rights universal? How do value systems inform the production of rights?

Panelists: Professor Jack Snyder and Reed Brody, Advocacy Director of Human Rights Watch
Video: Seeking Justice(8min)
Assignment: Paper due

The Universal Declaration of Human Rights (Available Online)

David Forsythe, "Human Rights Fifty Years After the Universal Declaration" and Jack Donnely, "Unfinished Business," In PS: Political Science and Politics (September 1998) (Available Online)

V. Spike Peterson, "Whose Rights? A Critique of the "Givens" In Human Rights Discourse" Alternatives Vol. XV 1990 p.303-344. (Available Online)

Kathryn Sikkink, "Human Rights, Principled Issue-Networks, and Sovereignty In Latin America," International Organization., Summer 1993 p.411-441. (Available Online)

Amartya Sen, Development as Freedom, New York1999., intro., ch.1, ch.2 (p.3-53), ch.10 (p.227-248). (Course Pack)

Jack Snyder, From Voting to Violence: Democratization and Nationalist Conflict., W.W. Norton and Company, NY : ch.1 (p.15-43), ch.6 (p.265-269), (300-306), ch.7(p.321-340). (Course Pack)

Cultures and Identities

November 20 Culture, Nationalism, and Identity Formation

What’s the difference between a state and a nation? What is nationalism? Is nationalism a product of industrialization? How is racial identity constructed by state policies? How is nationalism a political principle? Will a "clash of civilizations" be the defining characteristic of the post-Cold War world?

Assignment: Debate questions distributed

Craig Calhoun, "Nationalism and Ethnicity," Annual Review of Sociology, 1993, 19: 211-39. (Available Online)

Hall, John A. 1993. "Nationalisms: Classified and Explained," Daedalus, vol. 122, no. 3, pp. 1-28. (Available Online)

Anthony Marx, "Race-making and the Nation-state," World Politics v. 48 January 1996 p.180-208. (Available Online)

Anderson, Benedict, Imagined Communities, 1991, London: Verso, pp. 83-111. (course pack)

Samuel Huntington, "The Clash of Civilizations," Foreign Affairs Summer 1993, p22-49. (Available Online)

November 27 Issue Areas: Gender, Colonialism, etc.

What are the political legacies of colonialism? Why have most post-colonial African social and political reform movements failed? How does indirect rule differ from direct rule? How is the idea of the "individual" central to liberalism?

Lecturer: Professor Mahmood Mamdani
Assignment: Debate to be held in section

Bhikhu Parekh, "The Cultural Peculiarity of Liberal Democracy," in David Held, Prospects for Democracy (1993) p.156-175. (Course Pack)

Mahmood Mamdani, Citizen and Subject: Contemporary Africa and the Legacy of Colonialism., Princeton 1996., p.3-61. (Course Pack)

Charles Taylor, "Modes of Civil Society," Public Culture vol 3. No. 1, Fall 1990 p.95-118. (Course Pack)

Partha Chatterjee, "A Response to Charles Taylor’ "Modes of Civil Society," Public Culture vol.3 No.1, Fall 1990 p.119-132. (Course Pack)

December 4 International Politics: Conceptual Foundations and Changing Realities

Lecturer: Professor John Ruggie
Assignment: Continuation of Debate

December 11 (Last Day of Classes)

Forum (Participants to be announced later)