HIST W3060y

 310 Fayerweather

Columbia University

 MW 11:00-12:15

Spring 2011

 Professor Kosto

Laws of War in the Middle Ages

The Course | Schedule of Assignments | Requirements and Grading | Written Assignments | Course Wiki | Courseworks Site/Webpage | Readings and Texts | Getting in Touch

The Course

This course focuses on the perception and regulation of war and wartime practices (rather than on strategy, tactics, and weaponry) in the period 300–1500.  It thus approaches the material from the standpoint of legal and institutional history rather than of military history per se.  The first half of the class focuses on the Just War (ius ad bellum) tradition in the medieval period, examining its sources and classical texts as well as the two most relevant medieval historical phenomena, namely the Peace and Truce of God and the Crusades.  The second half of the course focuses on ius in bello, that is the wartime practices that tend not to be discussed by authors (medieval and modern) concerned with Just War, but that are in fact better documented by the medieval narrative sources: prisoners and ransom, siege conventions, treatment of non-combatants, safe-conducts, treaties, and diplomacy.  Four case studies will anchor the discussion in the second half: Anglo-Saxon and Anglo-Norman warfare (British Isles and Northern Francia, 9th to 12th centuries); the Third Crusade (Eastern Mediterranean, late 12th century); the Albigensian Crusade (Southern Francia, early 13th century); and the Hundred Years War (British Isles and Francia, 14th and 15th centuries).  The second half of the course will also examine the ideas and practices of chivarly.  Assigned readings are principally primary sources in translation.  There are no prerequisites for the course, although students without a basic knowledge of the outlines of medieval history will want to do some supplementary reading.


Schedule of Assignments

Readings are to be completed in advance of class on the assigned day; students should bring copies of any primary source readings to class.  A=primary source reading; B=secondary literature reading.  R=Butler Reserves; P=Open Weblink; L=Columbia Library Weblink (CU access required); C=Courseworks Assignment (login required).

W Jan 19            Introduction     
   
(B:  Students with no background in medieval history are advised to skim a textbook.  See note below, under texts.)

M Jan 24            Medieval History and Medieval Warfare

B:  Maurice Keen, ed., Medieval Warfare: A History (Oxford, 1999), 13-160 [R]

W Jan 26            Judeo-Christian Sources

A:  Exodus 20:13, 21:12-32; Deuteronomy 20:10-20; Romans 12:9-13:10 [C]
B:  Thomas M. Bolin, "Warfare," in The Biblical World, ed. John Barton (London, 2002), 2:33-53 [C]

M Jan 31            Classical Sources

A:  Livy, Ab urbe condita 1.24, 32; Dionysius of Halicarnassus, Antiquitate romanae 2.72; Cicero, De officiis 1.34-41; Vegetius, Epitoma rei militaris (Table of Contents); Digest of Justinian 49.15-16 [C]
B:  Adrian Goldsworthy, "War," in The Cambridge History of Greek and Roman Warfare, vol. 2, Rome from the Late Republic to the Late Empire, ed. Philip Sabin, Hans van Wees, and Michael Whitby, 2 vols. (Cambridge, 2007), 2:76-121 [L]

W Feb 02            Augustine and the Early Christian Tradition

A:  Arthur F. Holmes, ed., War and Christian Ethics (Grand Rapids, 1975), 33-84 (selections from Athenagoras, Tertullian, Origen, Lactantius, Ambrose, Augustine) [C]

Section 1            Sources

M Feb 07           
Aquinas and the High Medieval Tradition

A:  Gratian, Decretum, C. 23 (selections); Thomas Aquinas, Summa Theologiae, 3 vols. (New York, 1947-48), I-II 105.3, II-II 40-42, 66.8. 123.5 (pp. 1099-1101, 1359-66, 1481-82, 1710) [C]

W Feb 09            Legnano, Bouvet, and Christine de Pizan
          

A:  Giovanni da Legnano, Tractatus de bello, de represaliis, et de duello, trans. Thomas Erskine Holland (Washington, DC, 1917), cc. 1-79, 122-23, 168-69, Table (pp. 216-77, 307-8, 331-32, 355-74) [C]

R Feb 10            Source Selection for Exercise #1 Due

Section 2            Just Cause

M Feb 14           
Vitoria, Gentili, and the New World

A:  Francisco de Vitoria, De Indis relectio posterior, sive De iure belli Hispanorum in barbaros, trans. John Pawley Bate (Washington, DC, 1917), pp. 163-87 [C]
B:  Anthony Pagden, "Dispossessing the Barbarian: The Language of Spanish Thomism and the Debate over the Property Rights of the American Indians," in idem, ed., The Languages of Political Theory in Early Modern Europe (Cambridge, 1987), 79-98 [repr. Theories of Empire, 1450-1700, ed. David Armitage (Aldershot, 1998), 159-78]  [C]

W Feb 16            Crusade and Holy War I

B:  Jonathan Riley-Smith, What Were the Crusades?, 4th ed. (San Francisco, 2009) [R]

Section 3            The Crusades and the Jews

M Feb 21             Crusade and Holy War II

B:  Roy Parviz Mottahedeh and Ridwan al-Sayyid, "The Idea of the Jihad in Islam before the Crusades," and George T. Dennis, "Defenders of the Christian People: Holy War in Byzantium," both in The Crusades from the Perspective of Byzantium and the Muslim World, ed. Angeliki E. Laiou and Roy Parviz Mottahedeh (Washington, DC, 2001), 23-29, 31-39 [P]
    
W Feb 23            Women, Warfare, and the Laws of War

M Feb 28            Peace and Truce of God


A: Thomas Head and Richard Landes, The Peace of God: Social Violence and Religious Response around the Year 1000 (Ithaca, 1992), 327-42 [C]; The Peace and Truce of Mimizan (a. 1148x49) [C]
B:  H. E. J. Cowdrey, "The Peace and the Truce of God in the Eleventh Century," Past and Present 46 (1970), 42-67 [L]; Thomas N. Bisson, "The Organized Peace in Southern France and Catalonia, ca. 1140-ca. 1233," American Historical Review 82 (1977), 290-311 [L]
W Mar 02            Late Medieval Battlefield Codes

A:  Ordinances of Emperor Frederick Barbarossa (1158) [P]; Ordinances of Charles V of France (1374) [C]; Ordinances of Richard II of England (1385) [C] ; Ordinances of Henry V of England (1419) [C]
B:  Keen, ed., Medieval Warfare, 209-29; Justine Firnhaber-Baker, "From God's Peace to the King's Order: Late Medieval Limitations on Non-Royal Warfare," Essays in Medieval Studies 23 (2006), 19-30 [L]

R Mar 03            Exercise #1 Due

M Mar 07            MIDTERM EXAM

W Mar 09            A Little Shakespeare

A:  William Shakespeare, The Life of Henry V [R]
M–F 14–18 Mar            SPRING BREAK

M Mar 21            Intro to Case Studies

B: Keen, ed., Medieval Warfare, 163-291 [R]

W Mar 23            From Anglo-Saxon to Anglo-Norman England I

A: Alfred the Great: Asser’s Life of Alfred and Other Contemporary Sources, trans. Simon Keynes (Harmondsworth, 1984), 65-120, 171-72, 189-90 [R]

Section 4            Anglo-Saxons

M Mar 28            From Anglo-Saxon to Anglo-Norman England II


A:  Stephen Morillo, ed., The Battle of Hastings: Sources and Interpretations (Woodbridge, 1996), 1-54 [L]

W Mar 30            From Anglo-Saxon to Anglo-Norman England III

B:  Matthew Strickland, "'Slaughter, Slavery, or Ransom? The Impact of the Conquest on Conduct in Warfare," in England in the Eleventh Century: Proceedings of the 1990 Harlaxton Symposium, ed. Carola Hicks, Harlaxton Medieval Studies 2 (Stamford, 1992), 41-60 [C]
           
Section 5            Anglo-Normans

M Apr 05            Chivalry I


A:  Bernard of Clairvaux, In Praise of the New Knighthood, Prologue-5 [P]; Histoire de Guillaume le Maréchal 4750-4970, 16131-16976 [P]

W Apr 07            Chivalry II

A:  Geoffroi de Charny, A Knight's Own Book of Chivalry, ed. Richard Kaeuper and Elspeth Kennedy (Philadelphia, 2005), 47-107 [R]

R Apr 07           Exercise #2 Topic Due

Section 6            Chivalry

M Apr 11            The Third Crusade I


A:  The Battle of Hattin [P]

W Apr 13            The Third Crusade II

A:  The Siege of Acre [C]

Section 7           Siege

M Apr 18            The Albigensian Crusade I


A:  The Song of the Cathar Wars: A History of the Albigensian Crusades, trans. Janet Shirley (Aldershot, 1996), 11-105 [R]

W Apr 20            The Albigensian Crusade II

A:  Song of the Cathar Wars, 106-94 [R]

Section 8            Albigensian Crusades

M Apr 25            The Hundred Years War I


A:  Jean Froissart, Chronicles, trans. Geoffrey Brereton (Hardmondswoth, 1978), 37-169 [R]; Treaty of Calais [C]

W Apr 27            The Hundred Years War II

A:  Froissart, Chronicles, 170-92, 211-30, 243-51, 280-94, 309-15, 322-25, 328-48, 373-81 [R]

R Apr 28            Exercise #2 Due

M May 02            From Grotius to Geneva and Beyond

M May 09            FINAL EXAMINATION 9:00-12:00

Requirements and Grading

Midterm examination, on material through 3/3, format TBA (15%); final examination, comprehensive, format TBA (30%); exercise #1 (20%); exercise #2 (20%); section (15%).  Productive participation in any discussions during the lecture period will be rewarded in the final grade.  Students must complete both examinations and both written exercises to pass the course.

Written Assignments

Exercise #1:  Due 3 March at 12:00 noon.  In consultation with the instructor and/or TA, select a medieval source with ample descriptions of warfare.  You may use the Keen book or the sources posted at deremilitari.org or the Internet Medieval Sourcebook to find a source of interest (you may also find the Online Medieval Sources Bibliography useful); if you track down your source on the web, you must nonetheless get your hands on the complete phyiscal book.  By Thursday, 10 February, 12:00 noon, send the instructor (ajkosto@columbia.edu) an e-mail identifying the work and providing a complete and correct bibliographical citation in Chicago "humanities" style; missing this deadline will result in a one grade-fraction (+/-) penalty on the assignment.  Write a c. 1,500-word analysis of the source, discussing some aspect of warfare.

Exercise #2:  Due 28 April at 12:00 noon.   Option 1. Select a second, different medieval source; write an analysis of the place in your source of the Just War principles discussed in the works read in the first half of the course.  Option 2. Compare the treatment of some aspect(s) of the laws of war in at least two different sources for the same event or conflict; sources are to be selected in consultation with the instructor and/or TA.  Option 3.  Propose a topic to the instructor for a paper based on analysis of primary sources.  For any of the options, essays should be c. 1,500 words in length.  You should, for any of the options, first consult with the instructor and/or TA about the topic.  You must, for any of the options, by Thursday 7 April, 12:00 noon, send the instructor (ajkosto@columbia.edu) an e-mail identifying the work(s) and the proposed subject of the analysis, and providing complete and correct bibliographical citation(s) in Chicago “humanities” style; missing this deadline will result in a one grade-fraction (+/-) penalty on the assignment. 

Essays should have clear arguments supported by evidence drawn from primary sources, which should be cited properly in Chicago “humanities” style.  Any online source that you intend to cite that is not directly linked to deremilitari.org or the Internet Medieval Sourcebook should be approved by the instructor.  You may not cite Wikipedia.  All written work will be assessed on style (and grammar, and syntax, and spelling...) as well as content.  Exceeding assigned word limits will make the instructor grumpy; c. 1,500 words is more-or-less five pages double-spaced Times New Roman font with one inch margins (but you are not required to use those fonts and margins...that’s why you have the word count).  Thou shalt proofread.  Thou shalt not trust thy spellchecker. Essays should be submitted as .pdf attachments to an e-mail to ajkosto@columbia.edu by 12:00 noon on the due date. Late essays will be penalized one grade fraction (+/-) per 24 hours (e.g., essays handed in at 12:01 for a 12:00 deadline are one day late, as are essays handed in at 11:59 the following day).  We will try to read drafts turned in a week before the due date of the paper; the extent to which we can comment on such drafts depends on the number of people who take advantage of this offer.  Plagiarism, or any other instance of academic dishonesty, is grounds for failure of the course and exposure to University disciplinary action. I will consider changing assignment due dates for reasonable cause, but this must be arranged two weeks before the due date.

Courseworks Site/Web Page

The current syllabus will be maintained at www.columbia.edu/~ajk44/3060/sylls11.html and linked to the class Courseworks page.  E-mail from the instructor to the class will be sent through the Courseworks system; students are strongly encouraged to read any course-related communications and to reply promptly if requested to do so.  Some readings are posted in the Assignments section of the Courseworks page.  Additional functions of the courseworks page may be used as the term progresses.

Readings and Texts

The following texts are available for purchase at Book Culture and are on reserve at Butler Library:

optional: 

Try to acquire used online (also on reserve at Butler):

All other readings are available online at an open public site (P), the Columbia library site (L-login required), or in the courseworks site (C-login required).  For P and L, follow links from the online syllabus; for C, look under the relevant date in the assignments section of the courseworks page.

A note on textbooks:  If you have not taken a course in medieval history before, you should probably keep a textbook at hand to help you out with the basics.  In fact, I recommend that you skim through one as soon as possible at the start of the class.  In fact, both of those piece of advice apply even if you have taken a medieval history course before.  The textbook that I have ordered, Rosenwein, A Short History, is among the best out there for all sorts of reasons, but in its third edition (2009; 399 pp.) it has become too long for its name; the same is true for the second (2004; 362 pp.).  The first edition (2001; 219 pp.), if you can get your hands on it, is in fact skimmable.  So the best thing to do would be to spend an hour in Butler skimming the first edition and have a fatter textbook available for reference.

Getting in Touch

E-mail is by far the most efficient way to ask questions about administrative matters or very specific questions about readings. If you want to chat about Augustine, however, just stop by the office.

 Office:

404 Fayerweather

 Office Hours:

MW 9:45–10:45 or by appointment

 Phone:

(85)4-3005

 E-mail:

ajkosto@columbia.edu

 Regular Mail:

Mail Code 2504; Fayerweather, 3rd Floor, Box 13


Teaching Assistant

Jay Gundacker
jg3037@columbia.edu