From Science and Society, Fall
1997
EVALUATING IMPERIALISM
I
John Willoughby's essay, "Evaluating the
Leninist Theory of Imperialism" (1995), is the latest in a long series of
unfriendly critiques of that theory by academic Marxists who are hostile to the
modem theories which mainly descend from Lenin's theory of imperialism. The
critical procedure has by now become routinized.
First: just one of Lenin's many writings on imperialism is discussed, this
being his pamphlet Imperialism, The Highest Stage of Capitalism (1916a), an
important work but one which discusses only the economic part of the theory,
and which, significantly, bears the subtitle, "A Popular Outline."
Second: the claim is made (or implied) that this economic part is the whole
theory, and everything else--politics, geopolitics, society, culture, etc.--is
irrelevant, except as a deduction from the theory, or as a form of practice
somehow sanctioned by the theory. Third: Lenin's argument in Imperialism, The
Highest Stage of Capitalism is shown to be heavily dependent on earlier
writings on the economics of imperialism by Hobson, Hilferding,
and others, and Lenin's work is therefore judged to be rather unoriginal and
(intellectually, at least) unimportant. Finally: it is shown that the economic
theory presented in the Imperialism pamphlet does not prove, as Lenin
supposedly thought it did, that imperialism is the final, catastrophic stage of
capitalism and will lead to socialist revolution. Capitalism,
these academic Marxists assure us; has passed beyond the stage of bellicose
imperialism and is now a relatively peaceful system, still somewhat
progressive, though of course imperfect.
Imperialism, The Highest Stage of Capitalism
is not the best place to begin an analysis of Lenin's theory. Or, if we do
start here, we should read the preface very carefully. The work was written in
1916 and published only after the fall of the tsarist government in early 1917.
In the preface Lenin says:
"This pamphlet was written with an eye
to the tsarist censorship. Hence, I was not only forced to confine myself
strictly to an exclusively theoretical, specifically economic analysis of
facts, but to formulate the few necessary observations on politics with extreme
caution, by hints. . . It is painful, in these days of liberty, to reread the
passages of the pamphlet which have been distorted, cramped, compressed in an
iron vice on account of the censor. That the period of imperialism is the eve
of the socialist revolution; that social chauvinism. .
. is the utter betrayal of socialism; that [the] split in the working-class
movement is bound up with the objective conditions of imperialism, etc.--on
these matters I had to speak in a slavish tongue, and I must refer the reader
who is interested in the subject to the articles I wrote abroad in 1914-17.
(1916a, 18, emphasis added.)"
These articles are not often referred to,
much less analyzed.
As a result, Willoughby (like these other
scholars) attributes to Lenin theory of imperialism that is not Lenin's and is
in some ways antithetical Lenin's; a theory that is economistic,
Eurocentric, unoriginal, and bland.
II
Lenin developed his theory of imperialism
mainly in 1915 and 1916, when he was in exile in
The essential argument against the first of
these two contrasting economistic positions is given
in Lenin's essays 'The Collapse of the Second International" (1915a),
"Socialism and War" (1915b), and "Imperialism and the
Lenin's earliest writings displayed a
strongly diffusionist view of social evolution, a
view that was held in common by all Marxists in that period and was a legacy
from classical Marxism (see Blaut, 1987a; 1987b;
1989; 1993; 1994). At the center of the world system, capitalism had matured,
and the conditions for its transformation into socialism were ripening. In the
periphery, capitalism was advancing outward, effectuating the bourgeois
revolution as it proceeded. Most Marxists viewed this as a smooth outward flow
of basically economic forces (Bernstein, 1961; Bauer, 1907; Luxemburg,
1907-1908). Most of them (though not Bernstein) deplored colonialism. but they rejected the idea that state formation in the
periphery would be important enough to perturb the essentially steady diffusion
of a center-dominated capitalism that was becoming fully international.
Lenin's book The Development of Capitalism in
Some time around October 1915, Lenin
developed the central propositions of his theory (see Lenin, 1915c, 735-743).
Monopoly capitalism no longer can survive without continuously increasing
investment and exploitation of labor in colonies and other peripheral regions.
This enables it to resolve, temporarily, the contradictions at the center,
because very high returns, 'superprofits,' are
obtained under colonial and semi-colonial political regimes which enforce low
wages and suppress local competition. (Note here the intertwining of politics
and economics.) These superprofits not only maintain
the rate of return on investment overall, but they provide a fund with which
the upper stratum of the working class can be 'bribed" into quiescence,
thus holding back the development of economic and political struggles against
capitalism at home. But all of this merely set the stage for the great crisis
of monopoly capitalism: the World War. The world is finite in extent, and the "partitioning"
of the peripheral regions into colonies and semi-colonies has been completed.
This means that the imperialist countries no longer can expand their
territories for superexploitation and superprofits unless they make war on one another in order
to 'repartition" these territories--steal away one another's colonies and
spheres of domination. This, said Lenin (1915a), made
a World War inevitable and indeed was the primary cause of the war. Why did the
workers agree to fight in the war? One reason was ideological obfuscation,
which Lenin blamed partly on the working-class leadership, now bribed,
submissive, and dutifully chauvinist. But Lenin argued that, in addition to the
bribes to the labor aristocracy, enough 'crumbs" from imperialist superprofits were passed to the broad working class to gain
its temporary support for the war (1916c; 1916d). The root cause was monopoly
capitalism, but Lenin viewed this as a political and social as well as economic
system in the advanced capitalist countries. At the world scale it was
imperialism.
This analysis led Lenin to argue that the
most important feature of world-scale imperialism--"the essence of
imperialism"--is the division of the world into "oppressor" and
"oppressed" countries, the former being the imperialist powers, the
latter including all of the colonial and semi-colonial periphery as well as
many small countries in Europe (Lenin, 1915d, 409). This seems to be the origin
of the core-periphery model that underlies modern theories of underdevelopment,
dependency, and imperialism, both Marxist and non-Marxist. It stands in direct
opposition to the diffusionist model, or rather it
posits that, in the era of monopoly capitalism or imperialism, the primary
force no longer is the world-scale diffusion of capitalism (though this
continues in various ways) but rather the fixing in place of a two-sector
world, a world divided into oppressor and oppressed regions. Lenin did not
belittle the significance of working-class struggles in the oppressor or
imperialist countries, and he did not at this time question the principle that
the workers of the advanced countries would lead the world revolution. He did
argue, as (I believe) no Marxist before him had argued, that workers and
peasants in the oppressed countries were an essential part of the struggle
against world capitalism. And that struggle now assumed a somewhat new form.
The period before imperialism had seemed to be a relatively peaceful time, as
capitalism "rose" and then "matured" into a world system.
But capitalism had not "matured," said Lenin: it had become
imperialist. This new era was one in which political struggles were becoming
more intense, not less intense. The old view that nationalism declines as
capitalism matures into an international system turns Out
to be erroneous. Nationalism and national struggles increase in the era of
imperialism. The oppressor countries fight one another in efforts to annex more
territories, and they impose ever harsher oppression in the peripheral
countries in efforts to increase or maintain the flow of the needed superprofits: "Imperialism is the era of the
oppression of nations on a new historical basis" (Lenin, 1915c, 739). In
the oppressed countries, there is great intensification of the struggle for
liberation (see Blaut, 1982; 1987b).
Theory-building continued after the Bolshevik
revolution. In 1919, Lenin argued against the view that imperialism has
completed the differentiation of social classes; that national and other
democratic struggles within the state are therefore now purely bourgeois and
reactionary, of no interest to the proletariat. Even in the imperialist
countries, he said, social differentiation is far from complete, and so these
struggles remain progressive and important. Even in post-revolutionary
Two additional propositions remained to be
added to the theory. At The Second Congress of the Communist International, in
1920, Lenin interacted with revolutionaries from colonial and semi-colonial
countries, and a result (I believe) of this interaction he came to the
conclusion that struggles in the peripheral sector are no less essential and no
less important for the world revolution than are struggles within the
imperialist countries (see Adhikari, 1971,156--205). Later, as he contemplated the sad state of the
working-class movement in Western Europe and the resilience of monopoly
capitalism, he went so far as to speculate that the periphery might a greater
role than the center in the world revolution, simply because many more
oppressed people lived in the colonial and semi-colonial world an in Europe
(Lenin, 1923, 500). Here we have a theoretical proposition within the Leninist
theory of imperialism--the significance of anti-colonial other struggles in the
periphery--that has been very influential in
Lenin's theory posits that imperialism is the
final stage of capitalism, id that, unlike the prior era of competitive
capitalism, it will be an era of turmoil. But Lenin's views on this matter of
prognostication are often misunderstood, partly because so many of his
statements are hortatory or polemical, exaggerating this or that argument in
ways appropriate to the context but confusing when read many years later.
During the World War Lenin predicted a long period of intermittent wars,
including a second World War. Toward the end of his
life he speculated that capitalism might actually survive for another 50 years.
In opposing Kautsky's theory of 'ultra-imperialism,"
the view that rival powers might eventually settle their differences and begin
peaceful era of collective exploitation across the entire world--a view that
Lenin argued against vehemently, mainly because it implied that acquiescence in
chauvinism in the short run might be rewarded with lasting peace in the long
run--Lenin did not insist that peaceful capitalism was an impossibility;
rather, this was highly unlikely as a permanent condition and was in any case a
matter concerning the distant future, with no relevance to the present struggle
(Lenin, 1915d). Thus the theory of imperialism did not, as some think, predict
a quick downfall of capitalism. It predicted an entire epoch of strikes, wars,
revolts, and other such tumultuous happenings, followed sooner or later by
socialism. Note that this previsions a second World War, a great depression,
the rise and fall of fascism, the Chinese revolution, the Korean War, the two
Vietnam wars, the other wars of liberation, the 'police actions," the bloody
civil wars fomented and assisted by imperial powers, the massacres carried out
by neocolonial elites in defense of local and multinational capitalism, etc.
Lenin's prediction that the period of imperialism would be a period of turmoil
appears to be holding up well.
III
John Willoughby describes the Leninist theory
of imperialism, then asserts that the theory has no
relevance today. But it has no relevance today because it leads us to view the
present-day world, and the future, in a way that
1.
"To suggest that imperialism is a stage
of capitalism obviously implies that eliminating imperialism requires the
elimination of capitalism, since imperialism is capitalism. But this verbal
sleight of hand can inhibit a study of the connection between two distinct
social institutions: a mode of production ... and a system of political
domination. . . Perhaps imperialism grows out of 'monopoly capitalism,' but
this should [not] be treated as... an axiomatic statement which must be
true." (324.)
Here the 'verbal sleight of hand" is
2.
3.
4.
IV
Marx and Engels
were diffusionists. They believed, as did every
thinker of their time, that capitalism and modernity were spreading out over
the world. But unlike mainstream thinkers, they believed that this was the
spread of a plague, not a blessing, and that capitalism was under siege at the
center: the proletariat would overthrow it in
Lenin did not share these views. His theory
of imperialism was an alternative, non-diffusionist
model of the world. It was uniformitarian (Blaut, 1993) in the sense that it ascribed revolutionary
activism to the people of the periphery as well as the center. The exploiters
in the center were now confronting the exploited masses in the periphery as
well as in their own countries. The world as a whole was now divided into two
sectors, the monopoly-capitalist countries and the oppressed countries.
Capitalism could only survive at the center, maintaining profit levels and
pacifying the workers with minimally acceptable wages, working conditions, job
security, and living conditions, by intensifying the exploitation of workers in
the periphery, even translocating masses of workers
from the periphery to the center with its sweatshops, ghettos, secondary labor
markets (Lenin, 1917, 168). This theory was the first strong challenge to the
Eurocentric world models which dominated European thought, Marx-and
non-Marxist, in the early years of the 20th century.
J. M.BLAUT
Department of Anthropology
Univesity of
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