43
 

CAPITALIZATION

DECEMBER 31, 1948

CAPITAL STOCK
 

Number of shares of no par value authorized

Number of shares issued
Represented by:

Certificates issued by present company

Certificates and consolidation certificates issued by predecessor
companies and scrip

Less: Reacquired and held by or for this Company

Actually outstanding
 

6,447,191

222.3975
 

6,447,410.0525
 

FUNDED DEBT
 

MORTGAGE BONDS

Indiana, Illinois & Iowa R R Co first ®
 

Date of
issue
1900

Chicago, Indiana & Southern R R Co 50 year CD             1906

Jamestown, Franklin & Clearfield R R Co first ®          1909

NYC&HRRRCo—Spuyten Duyvil & Ft Morris first ®    1909

Cleveland Short Line Railway Co first ®                        1911

Carthage & Adirondack Railway Co first ®                    1892

Sturgis, Goshen & St Louis Railway Co first ®              1889

Mohawk & Malone Railway Co first ®                           1892

New York & Putnam R R Co first consolidated ®            1894

Lake Shore & Michigan Southern Ry Co gold ®            1897

NYC&HRRRCo gold mortgage ®                         1897

NYC&HRRR Co—Lake Shore collateral gold ®'}     1898

NYC&HRER Co—Mich Central coUateral gold ®'   1898

N Y C R R Co consolidation—series A ®t                     1913

N Y C R R Co consolidation—series C @                      1934

Mohawk & Malone Railway Co consolidated ®              1902

N Y C R R Co refunding and improvement—series A ©   1913

N Y C R R Co refunding and improvement—series B ®   1920

N Y C R R Co refunding and improvement—series C ®    1922
 

Date of
maturity

July   1, 1950

Jan.    1, 1956

June   1, 1959

June   1, 1959

Apr.   1, 1961

Dec.   1, 1981

Dec.   1, 1989

Sept.  1, 1991

Oct.    1, 1993

June   1, 1997

July   1, 1997

Feb.   1, 1998

Feb.   1, 1998

Feb.   1, 1998

Feb.   1, 1998

Mar.  1, 2002

Oct.    1, 2013

Oct.    1, 2013

Oct.    1, 2013
 

Amount of

authorized issue

$4,850,000 OO

15,150,000 00

11,000,000 00

2,500,000 00

11,800,000 00

1,100,000 00

322,000 00

2,500,000 00

3,987,000 OO

50,000,000 00

100,000,000 00

90,578,400 00

21,550,000 00

70,000,000 00

48,000,000 00

3,900,000 00

115,000,000 00

38,494,000 00

260,000,000 00
 

Amount issued and

now outstanding

$3,999,000 00

14,193,000 00

10,797,000 00

2,500,000 00

11,800,000 00

1,100,000 00

322,000 00

2,500,000 00

3,982,000 00

50,000,000 00

100,000,000 00

21,217,000 00

19,336,000 00

68,974,000 00

48,000,000 00

3,900,000 00

96,429,000 00

4,494,000 00

231,174,000 00

$694,717,000 00
 

Rate of
interest

4%
4%
4%
3H%

V4%

4%

3%

4%

4%

3M%

3J<%

m%

4%
4%
3)^%
 

Payable on the
first day of

Jan. and July
Jan. and July
June and Dec.
June and Dec.
Apr. and Oct,
June and Dec.
June and Dec.
Mar. and Sept.
Apr. and Oct.
June and Dec.
Jan. and July
Feb. and Aug.
Feb. and Aug.
Feb. and Aug.
Feb. and Aug.
Mar. and Sept.
Apr. and Oct.
Apr. and Oct.
Apr. and Oct.
 

l^ss securities reacquired or nominally issued and pledged or otherwise held by (

N Y C & H R R R Co gold

NYC&HRRR Co—Lake Shore collateral goldt

N Y C R R Co consolidation—series C

N Y C R R Co refunding and improvement—series A

N Y C R R Co refunding and improvement—series B

N Y C R R Co refunding and improvement—series C

BONDS ACTtJALLV OUTSTANDING
 

r for this Company:

$6,000,000 00

10,000 00

48,000,000 00

421,000 00

4,494,000 00

167,180,000 00         :
 

* Secured byNYC&HRRRCo consoUdation mortgage dated June 20, 1913.

J Additionally secured by N Y C R R Co mortgage dated January 15, 1915.

t Deposited with City of New York and included in balance sheet account "Insurance and other funds".