Metacognition: Knowing About Knowing


Edited by Janet Metcalfe and Arthur Shimamura

Summary by Lisa Son

Why Investigate Metacognition?

Thomas O. Nelson and Louis Narens

Metacognition is a topic of interest in its own right, but also a bridge between several areas; between decision making and memory, between learning and motivation, and between learning and cognitive development. That between learning and memory can be called metamemory.

The advancement of learning and memory has been very slow in comparison to those of other fields such as physics, biology, and chemistry. One important reason for this is because of the rapid series of alternations and "revolutions" that the field has tolerated. What must be done is to find a unifying goal for the research, a unifying target. More importantly, we must look into the natural world before experimenting just for the paradigm or methodology. We must look at the natural behavior of people in real-life settings and provide a useful experimental situation that will illuminate that behavior, good or bad, and eventually improve it. One such situation is to explain, and eventually improve, the mneumonic behavior of a college student who is studying for and taking an examination.


There are two critical features necessary in order to have a metacognitive system: Control and monitoring. Control is interpreted as follows: The meta-level modifies the object-level. This produces some action at the object-level, which could be: 1)to initiate and action, or 2) to continue and action, or 3)to terminate an action. Monitoring is interpreted as follows: the meta-level is informed by the object-level. This changes the state of the meta-level's model of the situation, including no change of state. Almost all memory situations intimately involve some monitoring and control, which are important heuristic categories of organization for the framework.


What factors affect the person's judgments? Krinsky and Nelson (1985) found that people report having a greater FOK for items to which they were informed that they had made an incorrect recall response than for items to which they had omitted making a recall response.


What factors affect the accuracy of the person's judgments? Nelson, Leonesio, Shimamura, Landwehr, and Narens (1982) found that FOK accuracy for predicting subsequent recogntion of nonrecalled answers is greater than for items that previously had been learned to a criterion of only one correct recall.


The end goal of metamemory research is to be a system of metamemory that contains a refined account of both how self-directed human memory works and how it can work better.


The TOT Phenomenon....(Soon to Come)!!

Steven M. Smith

A New Look at the FOK: Its Metacognitive Role in Regulating Question Answering

Ann C. Miner and Lynne M. Reder

FOK should be reconceptualized as a rapid, pervasive process beginning prior to actual memory retrieval. Such a conceptualization should clarify the metacaognitive role of FOK as a central rather than an incidental process in cognition.


In 1890, James first wrote of the peculiar state of consciousness one is in when we cannot remember a name, but we know we know it, our mind has a gap in it, a gap that is intensely active, "...beckoning us in a given direction, making us tingle with the sense of our closeness, and then letting us sink back without the longer-for term...." However, it was Hart's doctoral dissertation in 1965 that led to modern research on FOK and its degree of predictive power using the RJR paradigm.


Since then, there have been evidence that FOK ratings were highly related to performance on cued-recall tests( Gruneberg and Monks, 1974), relearning rates (Nelson, Gerler, & Narens, 1984), and feature identification (Schacter & Worling, 1985).


Reder (1987) devised a game-show paradigm different from the RJR paradigm used originally by Hart. Here, subjects were told to give a FOK rating before actually attempting to retrieve an answer. The results show that there exists a FOK before the process of retrieval even begins.


What mechanisms underlie the FOK? The trace-access hypothesis has received a great deal of attention. It presumes that people have partial access to, and are able to monitor some aspects of, the target item during the FOK judgments. Nelson has supported this view, mainly, as opposed to the view that FOK is supported by an inferential mechanism. Reder has, on the other hand, looked at the functional utility of a FOK mechanism and gives some evidence of the cue familiarity hypothesis. Other researchers, like Connor, Balota, and Neeley (1992), have shown that the cue familiarity hypothesis holds true due to the fact that people make FOK rating based on their expertise/familiarity of a topic.


What is the function of the FOK mechanism? Looked upon as a preliminary FOK, this mechanism can serve both functions of self-directive processes, namely, control and monitoring. Reder's (1982) work on aiding in strategy choice and speed support the fact that there is a true, a real reason for such a mechanism to exist. Furthermore, FOK is an automatic response that occurs when we are faced with a question. Some researchers who have looked into search duration time are Gruneberg et al., Nelson et al., and Lachman and Lachman, 1980.


Subthreshold Priming and Memory Monitoring

Louis Narens, Kimberly A. Jameson, and V.A. Lee


The relationship between the nonconscious form of memory and metacognition has been the issue of recent study. In the subthreshold priming and other priming paradigms described, the subjects is presented with a prime prior to taking a recall test on the item and/or prior to making metacognitive judments about the item. The primes are of three types: cue prime, target prime, or a neutral prime. The main question addressed here is whether and in what manner subthreshold priming influences metacognitive assessments.


Generally, metacognitive judgments have been described as having certain functions: FKJs correspond to decisions to continue searching during retrieval, confidence judgments correspond to output answers during retrieval, and JOLs correspond to decisions to control the amount of study during learning. It seems that target priming does not affect the FOK of any given item. It, rather, affects only which items are nonrecalled. Thus, many times, it may be appropriate to consider FKJs and confidence judgments together in an experimental setting.


What is the relationship of target priming and the FOK? Nelson, Gerler, and Narens (1984) investigated this question. They had subjects answer general knowledge questions until a sufficient number of them had been answered incorrectly. Then, FKJs would be made. In the next phase, the subject was presented uestion was displayed. The subject was told that on the second screen, the correct answer to the question would be flashed and he would have to identify that correct answer. The main finding showed that those answers with large FOKs would be answered after fewer flashes on the screen. Thus, whatever FOK was monitoring influenced the power of the subthreshold primes to make the answer available to the subject. Then, what about the converse?


Do subthreshold primes influence FKJs? Jameson, Narens, Goldfarb, and Nelson (1990) designed an experiment to answer that. They noted that whatever produced the high FOK also caused the prime to have a greater effect on memory performance. This implies that FOK is a more sensitive indicator of memory content than recall. However, in their experiment, priming had no effect on FOK. Thus, sometimes, recall is better than FOK at detecting the perceptual input from a subthreshold prime. There have been contradicting evidence that priming does not affect JOL as well (Lee, Narens, & Nelson, 1993).


Methodological Problems and Pitfalls in the Study of Human Metacognition

Bennett L. Schwartz and Janet Metcalfe

First, there seems to be evidence of more noise in the recognition task in a metacognitive experiment as the number of alternatives decrease. This is due to the fact that when there is a forced choice two-alternative task, it is much easier for the subject to guess the correct answer even when they had no FOK at all.


Many questions may be answered by studying metacognition in neuropsychologial patients. Shimamura and Squire (1986) have shown that Korsakoff's patients have deficits in metacognitive skills. Janowsky, Shimamura, Kritchevsky, and Squire (1989) have shown further evidence of metacognitive deficits in frontal patients.


Memory's Knowledge of its Own Knowledge: The Accessibility Account of the Feeling of Knowing

Asher Koriat

The commonly known trace-access approach assumes a two-stage, monitoring-and-retrieval process, where people first ascertain the availability of the target in store before attempting to retrieve it. An alternative single-process account advocated here is that FOK is computed during the search and retrieval process itself, relying on the overall accessibility of partial information about the target. In other words, people are able to say something about the target even when it is unrecalled at the time. This can be assessed in a FOK test.


The trace-access model, originally supported by Hart, assumes that FOK judgments directly monitor the availability of the solicited target in store. These judgments are seen to represent the output of a specialized memory-monitoring-module that can directly inspect the stored memory traces and determine whether the target's trace is there or not.


FOK is based on things that we are able to retrieve, whether or not it is correct. As long as we are able to retrieve something, we will have a relatively high FOK. According to this accessibility account, there is no need to invoke a separate monitoring module that taps directly the presence of the solicited target in store when retrieval fails. Rather, the cues for the FOK are to be found in the products of the retrieval process itself. The FOK, then, is based on a nonanalytic inference that considers the overall accessibility of partial information pertaining to the target, i.e., the overall amount and intensity of the clues that come to mind. In basic, the core assumption of the accessibility model is that FOK depends on the accessibility of partial information regardless of its correctness.


A Computational Modeling Approach to Novelty Monitoring, Metacognition, and Frontal Lobe Dysfunction

Janet Metcalfe

It can be assumed that a metacognitive system, a monitoring-and-control system, has a variety of functions-allowing the selection of retrieval strategies, allowing us to make assessments of learning that may determine study time, and providing us with assessments on which to base our cognitive performance. Another function, discussed in this chapter, may be to assess the novelty or familiarity of incoming events or items, and to adjust the energy, effort, or cognitive energy assigned to those events as they are entered into memory.


The CHARM model has been shown to break down unless a novelty monitoring system and control system is implemented. CHARM is a computational neural model of human episodic memory. Events are represented as vectors, which may be associated with each other, episodically, by the operation of convolution. Here, successive associations are stored by being superimposed or added into the asme single composite memory trace, which is itself a vector-the sum of successive associations. Each time a new association is entered into the trace, the variability of the trace tends to increase. Without a control system, the trace would eventually blow up.
(For a more detailed review of CHARM, click here for various publications).


The monitor gives high values for high matches, and low values or zero values for mismatches between the incoming event and the trace. Thus, it can be thought of as a quick prestorage familiarity monitor. This monitor can literally be thought of as a feeling, a feeling of knowing, the feeling of familiarity or novelty. The value yielded up by the monitor is simply a scalar, corresponding to an unanalyzable feeling. It is simply a strength signal.


In buildup and release from proactive inhibition, subjects are presented successive lists of items that are drawn from the same category. With each successive list, people's performance decreases. This decrease in recall is easy to understand as habituation. In the model, with an intact monitoring and control device, with each successive highly similar event, the variability of the trace, which is monitored by the faniliarity monitor, will increase, and hence feedback weighting will be less and less. When the category shifts, the rebound in recall seems very much like a response to novelty. Thus, the feedback control registers this novelty and assigns a high weighting. Similar results can be described in the cue overload, the von Restorff effect, and spacing effects.


Viewing Eyewitness Research from a Metacognitive Perspective

Kenneth R. Weingardt, R. Jacob Leoniesio, and Elizabeth F. Loftus

In this chapter, two most heavily researched areas in the eyewitness literature- the effects of misleading mostevent information and the relationship between witness accuracy and confidence- are presented. Furthermore, metacognitive skills are tested to explain some of this literature.


Considerable research has established that new information encountered after witnessing an event can lead to changes in people's recollection of that event (Loftus, Miller, & Burns, 1978, Belli, 1989, Loftus, 1975). These have been referred to as the misinformation effect. This effect has been tested mainly in a situation where subjects witness an event, are then presented with new information about the event (usually in the form of a narrative), and finally tested for their memory of the first event. Results show that misleading information can distort the memory of an event, especially the peripheral descriptions.


One type of metamemory monitoring concerns people's ability to monitor the source of their memories. Such judgments may involve discriminating "a past perception from a past act of imagination, both of which resulted in memories" (Johnson & Raye, 1981, p.216). This has been given the term, reality monitoring. This may be thought of as a particular type of source monitoring. It refers to the process of discriminating between internally generated and externally derived memories.


Monitoring the source of one's memory is thought to be affected by two different types of metacognitive knowledge (Johnson & Raye, 1981). One type consists of people's beliefs about the different attributes or class characteristics that can be used to guide their judgments about the origin of memories. Another type of metacognitive knowledge that affects source monitoring decisions consists of people's knowledge of how their memories work (Johnson, Raye, Foley & Foley, 1981).


McCloskey and Zarazoga (1985) point out that subjects in most misinformation experiments are led to believe that the written narrative is an accurate description of the events that they have just witnessed. Subjects' faith in the accuracy of the narrative may interact with their lack of faith in their own memories, i.e., their metamemory assumptions, resulting in a bias toward attributing a memory of uncertain origin to the visual event.


Eyewitness testimony and witness confidence, unfortunately, has a modest correlation (d=.52). This is in the positive direction, but nonrobust (Bothwell, Deffenbacher, & Brigham, 1987). Since then, researchers have set out to find a situation in order to make the witness remember in the most optimal conditions as possible. Using a calibration curve, it can be seen that most times, eyewitnesses are more confident than they should be. People are consistently overconfident.


Memory and Metamemory Considerations in the Training of Human Beings

Robert A. Bjork

Humans in general, store knowledge as it has meaning to us, defined by its associations and relationships to other information in our memories. On the retrieval side, practicing the actual production of the knowledge and procedures that are the target of training is essential.


What do people do to help training? For one, it seems that introducing difficulties for the learner are important (Christina & Bjork, 1991, Farr, 1987, Reder & Klatzky, 1993; Schmidt & Bjork, 1992). It has now been demonstrated that introducing variation or unpredictability in the training environment causes difficulty for the learner but enhances long-term performance (Reder, Charney, & Morgan, 1986; Carson & Wiegand, 1979; Gick & Holyoak, 1983; Homa & Cultice, 1984). In general, contextual interference in the task environment seems to enhance long-term learning. Distributed practice, rather than massed paractice, has long been evidenced to enhance long-term learning.


Recently, reducing feedback to the learner has shown to be more difficult for the learner during learning, but has shown to have positive effects in the long run (Schmidt, 1991; Schmidt, Young, Swinnen, & Shapiro, 1989; Winstein & Schmidt, 1990).


In metamemory considerations, it is as important to educate subjective experience as it is to educate objective experience (Jacoby, Bjork, & Kelley, 1993). The learner may be fooled by his knowledge during training. The learner relies too heavily on an unreliable index- the current ease of access to a correct answer or procedure- as a measure of the extent to which learning in a broader sense has been achieved. A recent experiment by Kelley and Lindsay (1993) has shown that people do rely on the speed at which a particular memory comes to mind. Not surprisingly, the subject�s confidence in the correctness of a given answer increased as a function of how rapidly that answer was given. Other experiments have shown that subjects were poor in predicting how well they learned material based on a confidence judgment of how well they would answer questions later on (Glenberg & Epstein, 1985, 1987). Thus, comprehension of meaning is not the same as familiarity of item.


The Role of Metacognition in Problem Solving

Janet E. Davidson, Rebecca Deuser, and Robert J. Sternberg

In all problems to be solved, their solutions all require behavior that is directed toward achieving a goal. Metacognition guides the problem-solving process and improves the efficiency of this goal-oriented behavior.


All problems have three characteristics: givens, goals, and obstacles. Metacognition helps the problem solver 1) recognize that there is a problem to be solved, 2) figure out exactly what the problem is, and 3) understand how to reach a solution.


Identifying and Defining the Problem: The first step in definition is to encode the critical elements of the problem situation. Encoding requires storing features of the problem in working memory and retrieving from long-term memory information that is relevant to these features. As children increase in age and experience, they become better able to understand what is required in a problem situation (Flavell, 1977).


Representing the Problem: Individuals must make a "mental map" of the problem and its features. This can be different across individuals, ages, expertise, etc. Furthermore, people frequently change their mental map in the course of solving a problem. Davidson and Sternberg (1984, 1986) say that new mental representations are constructed through three related mental processes: selective encoding, or seeing the problem, selective combination, or putting together elements of the problem, and selective comparison, which involves discovering a nonobvious relationship between new information and information acquired in the past. Some problem situations contain hints or clues about the solution (Gick & Holyoak, 1983; Kaplan & Simon, 1990).


Planning How to Proceed: Individuals are more likely to engage in planning when the problem situation is novel and complex. it is usually abstract rather than concrete and complete. Finally, people revise their plans as they proceed through a problem. Younger children tend to process with early termination while older children tend to process exhaustively (Brown & DeLoache, 1978; Sternberg & Nigro, 1980; Sternberg & Rifkin, 1979).


Solution Evaluation: Knowing About What You Know: As individuals work on a problem, they must keep track of what they have already done, what they are currently doing, and what still needs to be done (Flavell, 1981).


The Neuropsychology of Metacognition

Arthur P. Shimamura

Knowing about one's own cognitions forms the basis for most metacognitive abilities. Thee abilities include knowledge about one's perceptions, memories, decisions, and actions. Disruptions of metacognition can take many forms. Most timst, they can be characterized as cognition without awareness. Examples are blindsight and visual agnosia. In blinsight, there has not been a resolved biological basis. It is likely that persons have other responses, such as "guessing" where a timulus occurred or "feeling" that a stimulus is smooth or angular. Visual agnosia is most representative of a metacognitive failure in knowing. In other words, normal everyday objects are stripped of their meaning.


Metamemory refers to knowledge about one's memory capabilities and knowledge about strategies that can aid memory. In neuropsychological studies, one can observe the breakdown of metamemory processes. Hirst (1982) first reported that patients with Korsakoff's syndrome exhibit poor knowledge of mnemonic strategies. They were also deficient in FOK judgments. In general, people with frontal lobe lesions, such as those with Korsakoff's, seem to have deficits in metacognition.

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